RISK
MANAGEMENT

AND OTHER SERVICES

Compliance Risk Has Its Benefits

Your financial institution will be in management  with Compliance Risk across all industry regulations when you put our advice to work. Additionally, you will also improve your company’s productivity and profits. At RADD LLC.

We provide strategic planning and Compliance Risk management services to a broad array of financial markets participants including market operators, regulators, public policy officials, vendors and third party service providers.

As part of these offering’s we will work with your Compliance Risk management team to determine what sort of services you require to meet your strategic and regulatory objectives.

Our principal services cover strategic planning, regulatory compliance and risk management for financial markets participants. These are provided on a consulting basis by experienced professionals who understand the markets and how to apply best practice methodologies to your business needs.

We provide strategic planning, risk management and regulatory consulting services to a broad spectrum of financial markets participants including market operators, regulators, public policy officials, vendors and third party service providers. RADD works closely with our clients to help them successfully navigate regulatory proposals, identify and manage risks, or build on the strengths of existing business models.

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Enterprise Wide Risk Assessments
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Internal Audit Remediation and Tracking
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Project Management
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Fraud risk assessments (different than enterprise risk assessments)
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Staffing Assessments
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Exam Preparation
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Software deployment
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SOC 1 and SOC 2 compliance/follow-up and client user entity controls (CUECs) evaluations/follow-up
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Enforcement Action Remediation and Follow-up
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HIPAA/HITRUST/HITECH Audits and Remediation
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DeNovo Compliance: build out of Compliance infrastructure

RISK ADVISORY, DIRECTION & DELIVERY

“We will help you optimize your returns, mitigate risk and protect your brand”